FORM 8.3
POSITION INFORMATION TO MAKE PUBLIC OPENINGS / NATIVES WITH
PERSONS WITH INTERESTS IN RELATED COUNTRY REPRESENTS 1% OR MORE
Rule 8.3 of the Admissions Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of publisher: | OCTOPUS INVESTMENTS LTD |
| (b) Owner or governor of declared interests and short positions, if different from 1 (a): Naming named companies or vehicle companies is not enough. For bail, the trustee (s), conciliator and beneficiaries must be named. |
|
| (c) The name of the offeror / offender in respect of the relevant trust to which this form applies: Use a separate form for each bidder / offender |
IMImobile plc |
| (d) If there is a free asset manager associated with a bidder / offenders, please state this and specify the identity of the bidder / offender: | |
| (e) Date Held / Dealt: To publish an opening position, state the date that can be made before publication |
12/01/2021 |
| (f) In addition to the company in 1 (c) above, does the publisher make disclosures in respect of any other party to the offer? If cash or cash offers, please state “N / A” |
Not applicable |
2. WEEKS OF THE PEOPLE WHO MAKE THE WORLD
If there are positions or rights for a subscription to appear in more than one class of the relevant securities of the offeror or offender mentioned in 1 (c), make a copy of schedule 2 (a) or (b) (as appropriate) for each additional relevant type. security.
(a) Short interests and positions in the relevant securities of the offeror or offender to which the disclosure relates after dealing (if any)
| Relevant security class:
|
Normal 10p | |||
|
|
Interests | Short posts | ||
| Number | % | Number | % | |
| (1) Relevant securities owned and / or controlled by: |
11,065,608 |
13.40 |
||
| (2) Money-based sources:
|
||||
| (3) Stock-based sources (including options) and agreements to buy / sell: | ||||
|
TOTAL: |
11,065,608 | 13.40 | ||
All interests and short positions should be declared.
Information on a stock-based open derivative position (including trading options), or agreements to buy or sell relevant securities, should be provided on Supplementary Form 8 (Open Positions).
(b) The right to join for new securities (including directors ‘and other employees’ options)
| The type of relevant security for which there is a right of membership: | |
| Details, including nature of applicable rights and percentages: |
3. NATIVENESS (IF ANY OTHER) TO MAKE THE WORLD
Where dealt with in more than one class of the relevant securities of the offeror or offender named in 1 (c), make a copy of table 3 (a), (b), (c) or (d) (as applicable) for each additional class of relevant security dealt with.
All prices and other amounts of money should be stated.
(a) Purchases and sales
| Class of relevant security | Buying / selling
|
Number of securities | Price per unit |
| Normal 10p | Reic | 290 | £ 5.905 |
(b) Cash-based derivative transactions
| Class of relevant security | Product description and CFD |
The nature of dealing eg opening / closing long / short position, increasing / decreasing long / short position |
Number of reference securities | Price per unit |
(c) Stock-based derivative actions (including options)
(i) Writing, selling, buying or altering
| Class of relevant security | Product description eg career choice | Writing, buying, selling, miscellaneous etc. | Number of securities to which the option applies | Exercise price per unit | sort of eg American, European etc. |
Completion date | Option money paid / received per unit |
(ii) Exercise
| Class of relevant security | Product description eg career choice |
Exercise / exercise against | Number of securities | Exercise price per unit |
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(d) Other Matters (including Membership for New Securities)
| Class of relevant security | The nature of dealing eg membership, conversion |
Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Information about the indemnity or settlement of any option, or any agreement or understanding, formal or informal, relating to relevant securities that may be an incentive to deal with or cease from dealing with the the person who made the disclosure and any party to the offer or any person acting with a party to the offer: Reckless promises and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None
|
(b) Agreements, arrangements or understandings relating to options or outcomes
| Details of any agreement, arrangement or understanding, formal or informal, between the publisher and any other person relating to: (i) the voting rights of any relevant securities under any option; no (ii) voting rights or the acquisition or disposal of any relevant securities in which any outcome is attributed: If there are no such agreements, arrangements or understandings, state “none” |
|
None
|
(c) Connect
| Is Supplementary Form 8 (Open Appointments) attached? | NO |
| Publication date: | 13/01/2021 |
| Contact name: | Beinn Tyson |
| Phone number: | 020 3142 4726 |
Public disclosures under Rule 8 of the Code must be made to the Regulatory Information Service.
The Panel’s Market Research Unit is available for consultation on the Code publication requirements on +44 (0) 20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.